Compliance Specialist
Compliance Specialist
Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do, and our aim is to transform our clients' operations. A business that has been described as ‘home’ by existing employees, we drive a culture that is founded on positive change and development.
Summary of the role: As a Compliance Specialist, you will play a key technical and advisory role in ensuring Diligenta and the services we provide remain fully compliant with FCA rules, requirements, and principles.
You’ll support business areas with expert regulatory guidance, provide Line 2 regulatory oversight across client accounts and third‑party outsourcers, and help maintain a strong compliance culture. The role also involves monitoring regulatory risk exposure, supporting strategic initiatives, and building trusted relationships with stakeholders to promote a collaborative and compliant operating environment.
Benefits: - 33 days including Bank Holidays
- Eligibility for an annual discretionary bonus scheme
- Personal and career development opportunities to progress your aspirations within the company as well as through our global parent company (Tata Consultancy Services)
- Access to Perks at Work (an online discounted shopping platform) saving you money on a wide range of goods and services, including your weekly food shop, holidays and electrical goods
- Cycle to Work Scheme & Interest free Season Ticket loans
- A companywide Wellbeing programme, including an Employee Assistance Programme and other benefits/resources to support your mental/physical and financial wellbeing.
- A comprehensive set of Moments that Matter policies, such as Carer’s Leave, Foster Leave and Retirement Leave
- A contributory company pension scheme where we match your contributions up to 6%, Group Life Assurance ('Death in Service') & Group Income Protection
What you’ll be doing: - Providing compliance advice and guidance to business areas to ensure Diligenta continues to operate compliantly and without regulatory enforcement
- Providing Line 2 regulatory oversight for client accounts and third‑party outsourcers to ensure day‑to‑day operational compliance
- Producing regular and ad‑hoc regulatory reports and supporting the Compliance Manager in developing and promoting a compliance culture
- Representing Compliance on strategic projects and initiatives, providing regulatory support, challenge, and guidance
- Monitoring regulatory risk exposure, agreeing remedial actions, and supporting assurance to client compliance divisions and the Diligenta Head of Compliance
What we’re looking for: - Strong knowledge of FCA rules, regulatory structures, and the regulatory development and consultative process
- Proven experience in a Compliance role within Financial Services (minimum 4–5 years)
- Ability to influence stakeholders, propose compliance solutions, and take responsibility for regulatory decision‑making
- Experience reviewing management information, identifying trends, and providing appropriate challenge
- Strong relationship‑building skills and the ability to recognise compliance implications of business initiatives while maintaining commercial awareness
If you need any help or adjustments during the recruitment process, please let us know. Ready to take the next step in your career? Apply today and help shape a compliant, customer‑focused future at Diligenta.
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